Regulatory Compliance Monitor
Automated monitoring of regulatory updates with real-time alerts and audit trail generation.
Services
Web Scraping, NLP
Stack
Python, Scrapy, Elasticsearch
Timeline
4 Weeks
Client
Fintech Firm
The Challenge
Keeping up with changing financial regulations across multiple jurisdictions was manual and risky. Missing a single update could result in massive fines and reputational damage.
The Solution
We built an automated watchdog that scrapes government sites and uses NLP to determine relevance.
- Real-Time Alerts: Notifies compliance officers instantly when a relevant law is updated.
- Impact Analysis: NLP summarizes the change and highlights which internal policies might be affected.
- Audit Trail: Automatically logs that the update was seen and acted upon for future audits.
The Impact
The firm reduced its compliance risk significantly and cut the time spent on regulatory research by 75%.
Stay compliant automatically?
Reduce risk and manual monitoring with intelligent automation.